Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every A) 36 months. B) year. C) other year. D) quarter.

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12-07-2022
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Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every A) 36 months. B) year. C) other year. D) quarter.

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sharmaaashutosh169 sharmaaashutosh169 · Answer 1 · 2022-07-21T08:44:33+02:00

The correct option is A) 36 months.

Once a customer account has been opened at a broker-dealer, rules require that updating information on the account record occur no less frequently than once every 36 months.

Your customers' billing data, including their company and contact details, payment terms, and preferred payment options, may all be managed in one place, called a customer account.

A financial organization known as a broker-dealer engages in the trading of securities on behalf of customers but may also trade on its own behalf. When a broker-dealer performs deals on behalf of its clients, it is functioning as a broker or agent; but, when it trades for its own account, it is acting as a dealer or principal.

Learn more about customer account and broker-dealer here https://brainly.com/question/27814916

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