Respuesta :
I believe the answer is: Brokers
A brokers' main job is to be a medium that faciliate the sells of a certain assets from one individual to another, but they mostly used for facilitating the sales of securities. The SEC protected the consumers from the brokers who are knowingly manipulate the value of securities. It is predicted that the SEC had protected $3.8 trillion worth of trading anually.
The correct option is (A) brokers.
Further explanation:
The SEC oversees brokers. The primary objective of the Securities and Exchange Commission is to protect investors in the stock market. It shares capital information and supervises the security market. It is an independent government agency that is responsible for maintaining fair, protecting investors, facilitate capital formation and so on.
U.S. SECURITIES AND EXCHANGE COMMISSION (SEC)
The SEC enforces and interprets the federal law that governs the securities industry of the United States. The basic principle is to provide all the information to the investor prior to make an investment decision.
The SEC ensures that people engaged in securities trading and sales must keep investor’s interests first and they should be treated honestly and fairly. It ensures by overseeing exchanges, broker/dealers, securities industry including advisors funds, brokers/dealers and rating agencies.
Learn more:
1. Why is it important that goals be measurable? a. it is easier to determine when a measurable goal is met than an unmeasurable one. b. motivation is improved when progress is measurable. c. having measurable goals increases the likelihood that the goals will be attained. d. all of the above.
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2. How poor people are able to earn a living by gambling and informal trading?
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Answer details:
Grade: High School
Subject: Social Studies
Topic: U.S Securities and Exchange Commission
Keywords: brokers, securities, exchange, commission, capital, information, investors, dealers, advisors funds
